鏈湡鍒嗕韩鐨勫澶栫數鍟嗙煡璇嗘槸鐗硅閲戣瀺鍒嗘瀽甯堢殑鎶ヨ€冩潯浠舵槸浠€涔堬紝鏍规嵁CFA鍗忎細鐨勫畼鏂瑰０鏄庯紝鍙湁杈惧埌姣曚笟鍓?1涓湀鐨勬潯浠舵墠鍙互鎶ュ悕鍙傚姞CFA涓€绾ц€冭瘯锛屾墍浠ユ湰绉戠敓鍦ㄥぇ涓夌粨鏉熷悗鏆戝亣鎶ュ悕鏄渶濂界殑锛屼粠鍑嗗鏃堕棿涓婄湅锛屾湰绉戠敓鍦ㄥぇ涓夊紑瀛︽椂灏卞紑濮嬪噯澶嘋FA骞朵笉绠楁櫄銆傚浜庣爺绌剁敓鎴栬€呭湪鑱屼汉鍛樻潵璇达紝娌℃湁鏃堕棿鐨勭害鏉燂紝鍙鍑嗗濂芥姤鍚嶈垂灏卞彲浠ヤ簡銆?/p>

鐞嗚涓婏紝鍙浣犳槸瀛﹀＋瀛︿綅锛屽氨鍙互鎶ヨ€僀FA锛屾病鏈変笓涓氶檺鍒躲€傚鏋滀綘娌℃湁瀛﹀＋瀛︿綅锛屽鏋滀綘娌℃湁瀛﹀＋瀛︿綅锛屼綘鍙互鍦ㄥ伐浣滄弧鍥涘勾鐨勬儏鍐典笅鍔犱笂浣犵殑澶у瀛︿範骞撮檺锛岃€屼笖宸ヤ綔鑼冪暣涓嶅眬闄愪簬鎶曡祫锛岃繖涓姤鍚嶆潯浠惰繕鏄潪甯稿鏉剧殑銆?/p>

涓€銆佹姤鍚嶅弬鍔?022骞碈FA锛堢壒璁搁噾铻嶅垎鏋愬笀锛夎€冭瘯鐨勪汉鍛樺繀椤诲叿澶囦互涓嬪熀鏈潯浠讹細

1.浣犳嫢鏈夊熀鏈殑閬靛畧鑱屼笟閬撳痉瑙勮寖锛圕FA鍗忎細姣旇緝閲嶈杩欓」锛夛紱

2.浣犺兘澶熷畬鎴愭敞鍐屽拰鎶ュ悕鍜屾敮浠樿€冭瘯鐨勮垂鐢紱

3.浣犲彲浠ョ敤鑻辫鍙傚姞鑰冭瘯锛?/p>

4.瑕佹湁鏈夋晥鐨勫彲鏈鸿鍥介檯鎶ょ収锛屽洜涓哄湪娉ㄥ唽鎶ュ悕鏃朵細鐢ㄥ埌銆?/p>

浜屻€佹姤鍚嶅弬鍔?022骞碈FA锛堢壒璁搁噾铻嶅垎鏋愬笀锛夎€冭瘯鐨勪汉鍛樺簲鍏峰涓嬪垪鏉′欢涔嬩竴锛?/p>

A.鍙栧緱澶у4骞存湰鍒剁瀛﹀巻鎴栧澹浣嶆垨浠ヤ笂瀛﹀巻鑰呭彲鐩存帴鎶ュ悕鍙傚姞鑰冭瘯銆傛敞锛氬ぇ鍥涘弬鍔犺€冭瘯銆備笖浠呰兘鎶ヨ€僀FA鈪犵骇锛屽叾瀹冪骇鍒』姣曚笟鍚庢墠鑳芥姤鑰冿紱

B.濡傛灉浣犳槸鏈鍦ㄦ牎瀛︾敓锛屾姤鍚嶆椂闂村埌姣曚笟鏃堕棿鍦?2鏈堜箣鍐呭嵆鍙姤鍚嶈€冭瘯锛?/p>

C.浣犳湁鍙栧緱澶у3骞村埗涓撶瀛﹀巻涓旀嫢鏈?骞村叏鑱屽伐浣滅粡楠岋紱

D.浣犳湁鍙栧緱澶у2骞村埗涓撶瀛﹀巻涓旀嫢鏈?骞村叏鑱屽伐浣滅粡楠岋紱

E.浣犺鎷ユ湁鍥涘勾鍙婁互涓婁笓涓氬伐浣滅粡楠岋紙鍙互涓嶅拰鎶曡祫鐩稿叧锛夈€?/p>

浠ヤ笂鐩稿叧鐨勫鍘嗘垨鑰呭浣嶆槸鍥藉鏁欒偛琛屾斂閮ㄩ棬璁ゅ彲鐨勫鍘嗭紙瀛︿綅锛夈€傜浉鍏崇殑鎶曡祫宸ヤ綔骞撮檺绛夋槸鎸囨姤鑰冧汉鍛樺湪鑾峰緱瑙勫畾瀛﹀巻鍚庯紝浠庝簨鎶曡祫閲戣瀺宸ヤ綔鐨勬椂闂翠箣鍜屻€?/p>

鏈€鍚庯紝瑕佹兂閫氳繃CFA鑰冭瘯锛屼竴瀹氭槸鍔姏+鎶€宸?瀹炲姏鐨勪笁鑰呯粨鍚堬紝濡傛灉浣犺寰楄嚜宸辫冻澶熷姫鍔涳紝浣嗙己涔忓涔犳妧宸у彲浠ラ€夋嫨鎶ュ煿璁彮銆傚煿璁彮鍙互甯姪浣犺妭鐪佹椂闂存垚鏈紝浠ュ強缁欎綘鑰冭瘯鐨勬柟鍚戯紝鑳借浣犲皯璧板集璺紝鎻愰珮搴旇瘯鐨勬妧宸с€?/p>

CFA鑰冭瘯绉戠洰浠嬬粛

1.閬撳痉涓庝笓涓氬噯鍒?/p>

Ethical and Professional Standards

璇ョ鐩殑閲嶇偣鏄亾寰枫€佹湁鍏抽亾寰疯涓虹殑鎸戞垬锛屼互鍙婇亾寰峰拰涓撲笟姘村钩鍦ㄦ姇璧勮涓氫腑鐨勫奖鍝嶃€傝€冪敓鍙互瀛︿範鎺屾彙鏀寔杩涜閬撳痉鍐崇瓥鐨勪竴濂楁鏋讹紝骞舵楠孋FA Institute閬撳痉鎿嶅畧涓庝笓涓氳涓哄噯鍒欙紙Code of Ethics and Standards of Professional Conduct锛夈€佸叏鐞冩姇璧勪笟缁╂爣鍑嗭紙Global Investment Performance Standards锛夈€?/p>

2.瀹氶噺鏂规硶

Quantitative Methods

璇ョ鐩富瑕佸涔犺储鍔″垎鏋愬拰鎶曡祫鍐崇瓥涓娇鐢ㄧ殑瀹氶噺姒傚康鍜屾妧鏈€傚涔犲唴瀹逛腑鎻愬嚭浜嗙敤浜庝紶杈鹃噸瑕佹暟鎹睘鎬э紙渚嬪闆嗕腑瓒嬪娍銆佷綅缃拰绂绘暎搴︼級鐨勬弿杩版€х粺璁★紝浠嬬粛浜嗘敹鐩婂垎甯冪殑鐗瑰緛锛岃繕鏈夋鐜囪鍙婂叾鍦ㄩ噺鍖栨姇璧勫喅绛栭闄╀腑鐨勫簲鐢ㄣ€?/p>

3.缁忔祹瀛?/p>

Economics

璇ョ鐩唴瀹逛粙缁嶄簡瀵逛釜浜烘秷璐硅€呭拰浼佷笟鐨勪緵姹傚熀鏈蹇电殑鍒嗘瀽锛屾兜鐩栧叕鍙歌繍钀ユ墍鍦ㄧ殑鍚勭甯傚満缁撴瀯浠ュ強瀹忚缁忔祹姒傚康鍜屽師鍒欙紝鍖呮嫭鎬讳骇鍑哄拰鎬绘敹鍏ョ殑娴嬮噺銆佹€婚渶姹備笌鎬讳緵缁欏垎鏋愩€佷互鍙婄粡娴庡闀垮洜绱犲垎鏋愶紝鏈€鍚庝粙缁嶄簡鍟嗕笟鍛ㄦ湡鍙婂叾瀵圭粡娴庢椿鍔ㄧ殑褰卞搷銆?/p>

4.璐㈠姟鎶ヨ〃鍒嗘瀽

Financial Statement Analysis

锛?020骞磋€冭瘯鏁欐潗涓娇鐢ㄥ悕绉颁负璐㈠姟鎶ュ憡涓庡垎鏋愶級

璇ョ鐩璐㈠姟鎶ュ憡鐨勬祦绋嬪拰璐㈠姟鎶ュ憡绠＄悊鍒跺害杩涜浜嗚灏介槓杩帮紝閲嶇偣寮鸿皟鍩烘湰璐㈠姟鎶ヨ〃浠ュ強涓嶅悓鐨勬牳绠楁柟娉曞浣曞奖鍝嶈繖浜涙姤琛ㄥ拰鍒嗘瀽锛屾兜鐩栦簡涓昏璐㈠姟鎶ヨ〃浠ュ強杩涜璐㈠姟鎶ヨ〃鍒嗘瀽鐨勫熀鏈鏋躲€?/p>

5.浼佷笟鍙戣浜?/p>

Corporate Issuers

锛?020骞磋€冭瘯鏁欐潗涓娇鐢ㄥ悕绉颁负鍏徃閲戣瀺锛?/p>

璇ョ鐩粙缁嶄簡鍏徃娌荤悊銆佹姇璧勫拰铻嶈祫鍐崇瓥锛屾杩颁簡鍏徃娌荤悊浠ュ強鐞嗚В鍜屽垎鏋愬叕鍙告不鐞嗗拰鍒╃泭鐩稿叧鑰呯鐞嗙殑澶ф鏋讹紝寮鸿皟浜嗙幆澧冨拰绀句細鍥犵礌瀵规姇璧勭殑褰卞搷閫愭笎澧炲姞锛屼粙缁嶄簡鍏徃濡備綍鍒╃敤閲戣瀺鏉犳潌鍜岃惀杩愯祫閲戞潵婊¤冻鐭湡杩愯惀闇€姹傘€?/p>

6.鏉冪泭鎶曡祫

Equity Investments

璇ョ鐩富瑕佸涔犳潈鐩婃姇璧勩€佽瘉鍒稿競鍦哄拰鎸囨暟鐨勭壒鎬э紝瑙ｉ噴濡備綍鐢ㄥ熀鏈殑鏉冪泭浼板€兼ā鍨嬪垎鏋愯涓氥€佷紒涓氬拰鏉冪泭鎬ц瘉鍒革紝浠ュ強浜嗚В鍏ㄧ悆鑲＄エ瀵逛簬瀹炵幇闀挎湡澧為暱鍜屽鍏冨寲鐩爣鐨勯噸瑕佹€с€?/p>

7.鍥哄畾鏀剁泭

Fixed Income

璇ョ鐩В閲婁簡濡備綍鎻忚堪鍥哄畾鏀剁泭璇佸埜鍙婂叾甯傚満銆佹敹鐩婄巼琛￠噺鎸囨爣銆侀闄╁洜绱犱互鍙婁及鍊艰　閲忔寚鏍囧拰椹卞姩鍥犵礌銆傛澶栵紝杩樻兜鐩栦簡鏀剁泭鐜囪绠椼€佸浐瀹氭敹鐩婅瘉鍒镐及鍊笺€佽祫浜ц瘉鍒稿寲銆佸€哄埜鏀剁泭鍜岄闄╃殑鍩烘湰娉曞垯浠ュ強淇＄敤鍒嗘瀽鐨勫熀鏈師鍒欑瓑鐭ヨ瘑鐐广€?/p>

8.琛嶇敓鍝?/p>

Derivatives

璇ョ鐩瀯寤轰簡鐞嗚В鍩烘湰琛嶇敓鍝佸拰琛嶇敓鍝佸競鍦虹殑姒傚康妗嗘灦锛屼粙缁嶄簡杩滄湡鎵胯锛堜緥濡傝繙鏈熴€佹湡璐с€佹帀鏈熴€佹垨鏈夌储鍙栨潈锛夌殑鍩烘湰鐗瑰緛鍜屼及鍊兼蹇碉紝鏈€鍚庢槸瀛︿範濂楀埄锛屼竴涓皢琛嶇敓鍝佸畾浠蜂笌鏍囩殑璧勪骇浠锋牸鑱旂郴璧锋潵鐨勫叧閿蹇点€?/p>

9.鍙︾被鎶曡祫

Alternative Investments

璇ョ鐩帰璁ㄤ簡鍙︾被鎶曡祫锛屽寘鎷鍐插熀閲戙€佺鍕熻偂鏉冦€佹埧鍦颁骇銆佸ぇ瀹楀晢鍝佸拰鍩虹璁炬柦锛屾兜鐩栦簡鍒╃敤鍙︾被鎶曡祫鏉ュ疄鐜板鍏冨寲鍜岄珮鍥炴姤鐨勫涔犲唴瀹广€傛澶栵紝杩橀槓杩颁簡鍚勭鍙︾被鎶曡祫鍙婂叾鍏卞悓鐗瑰緛鐨勫惈涔夈€?/p>

10.鎶曡祫缁勫悎绠＄悊涓庤储瀵岃鍒?/p>

Ethical and Professional Standards

璇ョ鐩噸鐐瑰涔犳姇璧勭粍鍚堝拰椋庨櫓绠＄悊鐨勫熀纭€鐭ヨ瘑锛屽寘鎷姇璧勫洖鎶ュ拰椋庨櫓琛￠噺銆佷互鍙婃姇璧勭粍鍚堣鍒掑拰鏋勫缓銆傛繁鍏ユ帰绌朵簡涓汉涓庢満鏋勬姇璧勮€呯殑闇€姹備互鍙婁竴绯诲垪鍙鐨勬姇璧勮В鍐虫柟妗堬紝閫氳繃璧勬湰璧勪骇瀹氫环妯″瀷鏉ヨ瘑鍒姇璧勭粍鍚堜腑鐨勬渶灏忛闄┿€?/p>